Registered Investment Advisor & RIA License Guide A Registered Investment Advisor (RIA) is a financial professional or firm offering investment advice. To operate legally, RIAs must obtain an RIA license and register with the SEC or state regulators. Learn about RIA requirements, licensing steps, and benefits of becoming a fiduciary advisor. https://www.registrationwala.com/registered-investment-advisor-ria #RegisteredInvestmentAdvisor #RIALicense #InvestmentAdvisor #FinancialPlanning #WealthManagement #Fiduciary #InvestmentAdvice #Finance #SECRegistration #FinancialAdvisor